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Module 4 of 5 · UNE 19602 · Section 4

System oversight and audit

The system must be overseen with real data: tax indicators, internal audits and periodic management review.

Content reviewed on

Tax compliance indicators

Metrics such as controls executed, incidents detected or training completed, to measure the system.

Internal audit

A periodic review of tax controls, focused on the highest-risk processes.

Management review

Management reviews the system using oversight data and decides on adjustments after regulatory changes.

What an auditor usually asks for

  • Defined tax compliance indicators
  • An internal audit programme for tax controls
  • Management review minutes
  • Documented adjustments after regulatory changes

How to cover oversight in Kimobox

  1. 1Set up tax compliance indicators to calculate themselves from the system's records.
  2. 2Plan the internal audit of the highest-risk tax controls.
  3. 3Log management review decisions after regulatory changes.

Tax compliance indicators stay visible on a dashboard, ready for any review.

See audits and indicators in the quality portal

Where each figure comes from

References to the official text in force. If a standard is revised, this page is updated and the review date says so.

  1. UNE 19602:2019 standard UNE, Spanish Association for Standardisation · 2019 ed.
  2. Organic Law 10/1995, Spanish Criminal Code, arts. 31 bis and 305 BOE-A-1995-25444 · Consolidated text
  3. Ley 58/2003, General Tributaria BOE-A-2003-23186 · Consolidated text